Specializing In Servicing 401(k)/403(b) Plans

For Small & Mid-Size Business/Non-Profits

Fiduciary 401(k)/403(b) Services

Milestone Asset Management Group provides plan sponsors of 401(k)/403(b) plans a full array of services designed to assist and enhance the fiduciary & investments oversight of their 401(k)/403(b) plans. Milestone wants to give you peace of mind knowing your 401(k)/403(b) plan is properly positioned and compliant in the ever-changing financial landscape.  We will share in your fiduciary responsibility that is associated with the management of your company’s retirement plan by acting alongside you as an approved “3(21) fiduciary”.

Benefits Of Offering a 401(k)/403(b) Plan:

  • Tax Deductible Employer Match

  • Potential Tax-Credit to Employer

  • Optional Vesting Schedule

  • Reduce Costly Turnover

  • Ability To Attract New Talent

Our Services:

Your employees are your greatest assets giving employees amazing benefits is the best way to ensure they are happy, remain loyal to your company, and want to help you make it succeed. In fact, according to a recent Forbes article, having happy employees contributes to higher profits, as much as 22.2% as shown in data from the Fortune 100 Best Companies to Work For. As an Independent Registered Investment Advisor, Milestone provides unbiased, consultative guidance and advice to plan trustees and participants.

Fiduciary Services

  • ERISA Section 3(38) or 3(21) Co-Fiduciary Services
  • Monitor investments for performance, quality and suitability
  • Develop and maintain a customized Investment Policy Statement
  • Full transparency and disclosure of services and fees

Plan Consulting Services

  • Plan suitability review, evaluation
  • Gather, evaluate and compare proposals from Record Keepers and/or TPA’s
  • Benchmarking of investments and fees
  • Select a broad range of investment options consistent with section 404(c).

One-to-One Guidance

  • Onsite group and/or individual enrollment and investment meetings
  • Point of contact for employee questions/requests
  • Retirement Income Planning
  • Portfolio reviews


  • Prepare periodic investment reports that describe how the Core Options comply with the Investment Policy Statement.
  • Quarterly reviews of funds line up
  • Annual plan performance review

Would like a free review of your 401(k)/403(b) Plan?

Schedule a Call With Us